DFX Intelligence
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Registered advisor
M•••••• J• K••••
Feed of 09/14/2026
Also filed as M•••••• J••••• K••••••••• J• K••••
At current firm
2 y
since Feb 6, 2024
In the industry
20 y
since Dec 30, 2005 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Feb 6, 2024 · Chesterfield, Mo
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 23, 2016 to Feb 6, 2024 · Clayton, Mo
- W•••• F•••• A••••••• wirehouseSep 23, 2011 to Aug 18, 2016 · St. Louis, Mo
- R••••• W• B•••• • C•• I••••••••• mixed wealthFeb 24, 2010 to Aug 22, 2011 · Milwaukee, Wi
- M••••• S•••••• wirehouseJun 1, 2009 to Mar 15, 2010 · Chicago, Il
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 21, 2009 to Mar 31, 2010 · Chicago, Il
All 7 prior registrationsShow fewer
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 14, 2007 to Jan 24, 2008 · Chicago, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 5, 2006 to Aug 28, 2007 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Feb 6, 2024, registered Feb 6, 2024 (0 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 18, 2016, registered Aug 23, 2016 (5 days) · Wirehouse to wirehouse
- R••••• W• B•••• • C•• I••••••••• to W•••• F•••• A•••••••left Aug 22, 2011, registered Sep 23, 2011 (32 days) · Other
- C•••••••• G••••• M•••••• I••• to R••••• W• B•••• • C•• I•••••••••left Mar 31, 2010, registered Feb 24, 2010 (-35 days) · Other
- M••••• S•••••• to R••••• W• B•••• • C•• I•••••••••left Mar 15, 2010, registered Feb 24, 2010 (-19 days) · Other
All 6 movesShow fewer
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Aug 28, 2007, registered Sep 14, 2007 (17 days) · Other
Signals
- ••• LockedFeb 6, 2024 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address