DFX Intelligence
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Registered advisor
M••• D•••• S••••••
Feed of 09/14/2026
At current firm
12 y
since Dec 11, 2013
In the industry
20 y
since Feb 10, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Dec 11, 2013 · Pepper Pike, Oh
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Oct 25, 2013 · Willowick, Oh
- C•••• I••••••••• S••••••• C•••• formerOct 9, 2008 to Oct 1, 2012 · Euclid, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 10, 2006 to Aug 18, 2008 · Westlake, Oh
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to P•• W••••• M•••••••••left Oct 25, 2013, registered Dec 11, 2013 (47 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to C•••• I••••••••• S••••••• C••••left Aug 18, 2008, registered Oct 9, 2008 (52 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address