DFX Intelligence

RIA Intelligence

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Registered advisor

T••• T•••• B••••

A••••••••• F•••••••• S•••••••• L••national BDWeatherford, Tx dual registrantIAPD 5074785

Certified Financial Planner

Feed of 09/15/2026

Also filed as T••• T• B••••

At current firm

2 y

since Nov 10, 2023

In the industry

20 y

since Feb 2, 2006 (earliest exam, job or registration)

Prior registered firms

4

IAPD previous registrations

State registrations

1

current, as an IAR

Firms today

1

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

1

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Nov 10, 2023 · Fort Worth, Tx

W•••• F•••• A••••••• wirehouse
Dec 15, 2017 to Nov 15, 2023 · Fort Worth, Tx
A••••••••• F•••••••• S•••••••• L•• national BD
Dec 11, 2015 to Dec 11, 2015 · Fort Worth, Tx
A••••••••• F•••••••• S•••••••• L•• national BD
Dec 11, 2015 to Dec 18, 2017 · Fort Worth, Tx
E••••• J•••• national BD
Jan 19, 2007 to Dec 15, 2015 · Weatherford, Tx

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••
left Nov 15, 2023, registered Nov 10, 2023 (-5 days) · Wirehouse to affiliated broker-dealer or bank
A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••
left Dec 18, 2017, registered Dec 15, 2017 (-3 days) · Affiliated broker-dealer or bank to wirehouse
E••••• J•••• to A••••••••• F•••••••• S•••••••• L••
left Dec 15, 2015, registered Dec 11, 2015 (-4 days) · Affiliated broker-dealer or bank to another

Signals

••• Locked
Nov 15, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address