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Registered advisor
J•••••• R•••••• T•••••••
Feed of 09/15/2026
Also filed as J•••••• R•••••• T••••••••• T•••••••
At current firm
15 y
since May 24, 2011
In the industry
18 y
since Jun 26, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Sep 3, 2024 · Reno, Nv
- W•••• F•••• A••••••• wirehouse currentsince May 24, 2011 · St. Louis, Mo
- S•••••• N••••••• • C••••••• I••••••••• national BDJul 11, 2008 to May 19, 2011 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- S•••••• N••••••• • C••••••• I••••••••• to W•••• F•••• A•••••••left May 19, 2011, registered May 24, 2011 (5 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address