DFX Intelligence

RIA Intelligence

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Registered advisor

C•••••• G•••••• B•••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedNew Bern, Ncdual registrantIAPD 5083705
Certified Financial Planner
Feed of 09/14/2026
Also filed as C•••• B••••••••• G• B••••••••• G• B••••••••• B•••••
At current firm
2 y
since Feb 29, 2024
In the industry
20 y
since Jan 1, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
Moves
a registration end followed by a registration begin elsewhere
Signals
  • ••• Locked
    Mar 1, 2024 · Advisor changed firm · fact
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
20derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address