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Registered advisor
T•••••• J•••• R•••••
Feed of 09/14/2026
Also filed as T• R••••••••• J• R•••••
At current firm
2 y
since Jun 14, 2024
In the industry
20 y
since Feb 14, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Albuquerque, Nm
- S••••••••• A•••••• A•••••••• I••• formerDec 2, 2019 to Jun 14, 2024 · Santa Fe, Nm
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMar 2, 2018 to Sep 25, 2019 · Santa Fe, Nm
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedAug 31, 2016 to Oct 16, 2017 · Santa Fe, Nm
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S••••••••• A•••••• A•••••••• I•••left Sep 25, 2019, registered Dec 2, 2019 (68 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address