DFX Intelligence
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Team lift-out
2 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for S••••••••• A•••••• A•••••••• I•••
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Kathleen Alexandrea Kerr | Santa Fe, Nm | Sep 17, 2019 | Dec 1, 2019 |
| Timothy James Rivera | Santa Fe, Nm | Sep 25, 2019 | Dec 2, 2019 |
The rule
- Registrations ended
- Sep 17, 2019 to Sep 25, 2019
- Registered next
- Dec 1, 2019 to Dec 2, 2019
- Branch state
- NM
- Cities
- 1, most in Santa Fe, Nm
- Registered there that day
- 4,186 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape