DFX Intelligence
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Registered advisor
R••• J••••• T••••••••
Feed of 09/14/2026
At current firm
5 y
since May 25, 2021
In the industry
20 y
since Sep 6, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince May 25, 2021 · Ithaca, Ny
- M•• S••••••••• I••• unclassifiedSep 19, 2008 to Oct 2, 2014 · Rochester, Ny
- E••••• J•••• national BDSep 7, 2007 to Sep 5, 2008 · Rochester, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•• S••••••••• I••• to A••••• A•• P••••••• S•••••••left Oct 2, 2014, registered May 25, 2021 (2427 days) · Other
- E••••• J•••• to M•• S••••••••• I•••left Sep 5, 2008, registered Sep 19, 2008 (14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address