DFX Intelligence
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Registered advisor
K•••• R•••• Y•••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as K•••• R•••• Y••••••••• Y••• L••••••••• R•••• Y•••••••••
At current firm
12 y
since Sep 30, 2013
In the industry
16 y
since Apr 7, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Sep 30, 2013 · Baton Rouge, La
- V•••• F•••••••• A•••••••• I••• BD affiliatedApr 9, 2010 to Oct 13, 2011 · Baton Rouge, La
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to E••••• J••••left Oct 13, 2011, registered Sep 30, 2013 (718 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address