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Registered advisor
K••••• A•••••••• C•••••
Feed of 09/14/2026
Also filed as K••••• C•••••
At current firm
5 y
since Jun 21, 2021
In the industry
19 y
since Nov 16, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jun 21, 2021 · Westlake, Tx
- T• A••••••••• I••• formerMay 9, 2018 to Oct 14, 2022 · Westlake, Tx
- P•• W••••• M••••••••• BD affiliatedAug 9, 2007 to Jun 15, 2016 · Bristol, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 17, 2006 to Jun 27, 2007 · Pennington, Nj
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to C•••••• S••••• • C••• I•••left Oct 14, 2022, registered Jun 21, 2021 (-480 days) · channel change inside one enterprise, not a move · moved with a team
- P•• W••••• M••••••••• to T• A••••••••• I•••left Jun 15, 2016, registered May 9, 2018 (693 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••left Jun 27, 2007, registered Aug 9, 2007 (43 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address