DFX Intelligence
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Channel change (one enterprise)
92 advisors moved from T• A••••••••• I••• to C•••••• S••••• • C••• I•••
Not a lift-out: both firms report The C•••••• S••••• Corporation as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtonational BDOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Adaryl K Davis | Westlake, Tx | Oct 14, 2022 | Oct 4, 2022 |
| Amparo Mauricio | Westlake, Tx | Oct 14, 2022 | Jun 28, 2022 |
| Ana Jessica Paulino | Westlake, Tx | Oct 14, 2022 | Oct 4, 2022 |
| Ashley N Jesko | Westlake, Tx | Oct 14, 2022 | Sep 30, 2022 |
| Benjamin M Petty | Frisco, Tx | Oct 14, 2022 | Jan 26, 2022 |
| Benjamin Y Ross | Westlake, Tx | Oct 14, 2022 | Oct 4, 2022 |
| Branden A Murphy | Westlake, Tx | Oct 14, 2022 | Sep 17, 2024 |
| Brian Anthony Neal | Westlake, Tx | Oct 14, 2022 | Aug 30, 2022 |
| Brian Miller | Westlake, Tx | Oct 14, 2022 | Jan 5, 2023 |
| Bryan Jakoba Stewart | Westlake, Tx | Oct 14, 2022 | Oct 4, 2022 |
| Carolyn Castillo Gallagher | Westlake, Tx | Oct 14, 2022 | Oct 4, 2022 |
| Charles Deane Allbright | Westlake, Tx | Oct 14, 2022 | Oct 4, 2022 |
| Chris Kotheimer | Westlake, Tx | Oct 14, 2022 | Oct 5, 2022 |
| Christian D Wright | Prosper, Tx | Oct 14, 2022 | Oct 4, 2022 |
| Christopher Anthony Test | Westlake, Tx | Oct 14, 2022 | Oct 4, 2022 |
| Christopher J Juele | Westlake, Tx | Oct 14, 2022 | Oct 4, 2022 |
| Christopher James Seil | Westlake, Tx | Oct 14, 2022 | Oct 6, 2022 |
| Christopher Jones | Westlake, Tx | Oct 14, 2022 | Oct 4, 2022 |
| Cynthia Rose Scoggin | Westlake, Tx | Oct 14, 2022 | Jul 28, 2021 |
| Dale Delisle | Westlake, Tx | Oct 14, 2022 | Oct 4, 2022 |
| David Jordan Morris | Westlake, Tx | Oct 14, 2022 | Sep 30, 2022 |
| Diezeas Dezel Calbert | Westlake, Tx | Oct 14, 2022 | Oct 11, 2022 |
| Dolores Garza | Westlake, Tx | Oct 14, 2022 | Aug 16, 2022 |
| Don Errol Hubbard | Westlake, Tx | Oct 14, 2022 | Jan 27, 2022 |
| Douglas Irl Graham | Westlake, Tx | Oct 14, 2022 | Oct 6, 2022 |
| Efraim Ramiro Gonzalez Cardenas | Westlake, Tx | Oct 14, 2022 | Sep 30, 2022 |
| Eulalie Rohelia Stokes | Westlake, Tx | Oct 14, 2022 | Feb 20, 2023 |
| Fei Dai | Westlake, Tx | Oct 14, 2022 | Oct 5, 2022 |
| Francisco Santana Ruiz | Westlake, Tx | Oct 14, 2022 | Oct 4, 2022 |
| Glenn Durr | Westlake, Tx | Oct 14, 2022 | Jun 6, 2022 |
| Graham David Fullerton | Westlake, Tx | Oct 14, 2022 | Oct 4, 2022 |
| Gregory Joseph Gerber | Westlake, Tx | Oct 14, 2022 | Apr 12, 2022 |
| Ignacio Ruiz | Westlake, Tx | Oct 14, 2022 | Oct 4, 2022 |
| Jacob Mitchell Brinkley | Westlake, Tx | Oct 14, 2022 | Sep 30, 2022 |
| Janis Valens | Westlake, Tx | Oct 14, 2022 | Oct 4, 2022 |
| Jarrod Michael Lee | Westlake, Tx | Oct 14, 2022 | Oct 4, 2022 |
| Jennifer Burda | Ft Worth, Tx | Oct 14, 2022 | Oct 5, 2022 |
| Jennifer L Pello | Westlake, Tx | Oct 14, 2022 | Aug 10, 2022 |
| Jennifer Leigh Hickman | Westlake, Tx | Oct 14, 2022 | Oct 4, 2022 |
| Jennifer Rebecca Hawkins | Fort Worth, Tx | Oct 14, 2022 | Oct 5, 2022 |
| Jeremy Oneil Henderson | Westlake, Tx | Oct 14, 2022 | Oct 6, 2022 |
| John Allen Carter | Houston, Tx | Oct 14, 2022 | Jan 26, 2022 |
| John Tovar | Westlake, Tx | Oct 14, 2022 | May 21, 2021 |
| John Tufts Dippel | Westlake, Tx | Oct 14, 2022 | Jul 29, 2021 |
| Jonathan Joseph Massegee | Westlake, Tx | Oct 14, 2022 | Oct 5, 2022 |
| Jonathan Morgan Red Fox | Westlake, Tx | Oct 14, 2022 | Oct 4, 2022 |
| Jordan Scott Barta | Westlake, Tx | Oct 14, 2022 | Feb 17, 2022 |
| Justin Derrick Kitchens | Westlake, Tx | Oct 14, 2022 | Sep 30, 2022 |
| Karen Elaine Floyd | Westlake, Tx | Oct 14, 2022 | Oct 4, 2022 |
| Kelly Georgette Gromoll | Westlake, Tx | Oct 14, 2022 | Jan 26, 2022 |
| Kent Walker | Westlake, Tx | Oct 14, 2022 | Oct 6, 2022 |
| Kerion Antonette Cooper | Westlake, Tx | Oct 14, 2022 | Jun 21, 2021 |
| Kevin Scott Richardson | Westlake, Tx | Oct 14, 2022 | Aug 18, 2023 |
| Kimberly Diane Mente | Westlake, Tx | Oct 14, 2022 | Jun 28, 2022 |
| Kurtis Freeman | Westlake, Tx | Oct 14, 2022 | Oct 5, 2022 |
| Luke George Richmond | Westlake, Tx | Oct 14, 2022 | Oct 4, 2022 |
| Mark Lee Pedersen | Westlake, Tx | Oct 14, 2022 | Aug 31, 2022 |
| Matt Allen Harrelson | Westlake, Tx | Oct 14, 2022 | Aug 18, 2023 |
| Matthew Eric Burton | Westlake, Tx | Oct 14, 2022 | Oct 6, 2022 |
| Meghann Quaider | Westlake, Tx | Oct 14, 2022 | Oct 4, 2022 |
| Melyssa Cantu-Matkovich | Westlake, Tx | Oct 14, 2022 | Oct 5, 2022 |
| Michael J Consolo | Westlake, Tx | Oct 14, 2022 | Sep 30, 2022 |
| Michael Malone | Westlake, Tx | Oct 14, 2022 | Oct 4, 2022 |
| Michael N Sorola | Fort Worth, Tx | Oct 14, 2022 | Oct 6, 2022 |
| Michelle Renee Palermo | Westlake, Tx | Oct 14, 2022 | May 26, 2023 |
| Nathan Leon Christ | Westlake, Tx | Oct 14, 2022 | Oct 4, 2022 |
| Nathan Thomas Johnson | Westlake, Tx | Oct 14, 2022 | Oct 4, 2022 |
| Neal Thomas Brandhorst | Westlake, Tx | Oct 14, 2022 | Sep 30, 2022 |
| Nicholas Alexander Bertram | Westlake, Tx | Oct 14, 2022 | Oct 4, 2022 |
| Nicholas Gaugler | Westlake, Tx | Oct 14, 2022 | Oct 5, 2022 |
| Nikita Tembo | Westlake, Tx | Oct 14, 2022 | Oct 6, 2022 |
| Patrick Scott Freeland | Westlake, Tx | Oct 14, 2022 | Aug 21, 2023 |
| Paul Alusick | Westlake, Tx | Oct 14, 2022 | Oct 4, 2022 |
| Rachel Alexandra Roche | Austin, Tx | Oct 14, 2022 | Oct 6, 2022 |
| Rachel Shelley Guillo | Westlake, Tx | Oct 14, 2022 | May 3, 2022 |
| Riley A Blankman | Westlake, Tx | Oct 14, 2022 | Aug 15, 2023 |
| Ryan Christopher Towe | Westlake, Tx | Oct 14, 2022 | Oct 5, 2022 |
| Ryan Mallory Brooks | Westlake, Tx | Oct 14, 2022 | Oct 5, 2022 |
| Ryan Scott Behrens | Austin, Tx | Oct 14, 2022 | Oct 4, 2022 |
| Shih Hsuan Chan | Westlake, Tx | Oct 14, 2022 | Oct 5, 2022 |
| Spencer Glen Gilland | Westlake, Tx | Oct 14, 2022 | Oct 6, 2021 |
| Stephanie Lynn Cox | Westlake, Tx | Oct 14, 2022 | Oct 6, 2022 |
| Stewart Brian Flick | Westlake, Tx | Oct 14, 2022 | Oct 4, 2022 |
| Sui Tiong | Westlake, Tx | Oct 14, 2022 | Oct 4, 2022 |
| Thomas Joseph Healey | Van, Tx | Oct 14, 2022 | Sep 30, 2022 |
| Thuy Diem Nguyen | Flower Mound, Tx | Oct 14, 2022 | Jul 28, 2021 |
| Victor Adewunmi | Westlake, Tx | Oct 14, 2022 | Sep 30, 2022 |
| Whitney Nicole Baker | Westlake, Tx | Oct 14, 2022 | Oct 4, 2022 |
| Yu-Hsuan Lee | Westlake, Tx | Oct 14, 2022 | Oct 5, 2022 |
| Yuanyuan Zhao | Fort Worth, Tx | Oct 14, 2022 | Oct 6, 2022 |
| Zachary Alan Churchich | Westlake, Tx | Oct 14, 2022 | Aug 31, 2022 |
| Zachary D Braun | Fort Worth, Tx | Oct 14, 2022 | Oct 4, 2022 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Oct 14, 2022
- Registered next
- May 21, 2021 to Sep 17, 2024
- Branch state
- TX
- Cities
- 9, most in Westlake, Tx
- Registered there that day
- 1,240 (people still on IAPD; an estimate)
- Share of that headcount
- 7.4%
- One enterprise because
- both firms report The C•••••• S••••• Corporation as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape