DFX Intelligence
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Registered advisor
J•••• D• B••••••••
Feed of 09/14/2026
Also filed as J•••• D• B••••••••• D•••••• B••••••••• D• B••••••••
At current firm
1 y
since Mar 31, 2025
In the industry
20 y
since Jun 29, 2006 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Littleton, Ma
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Mar 31, 2025 · Boston, Ma
- S•••••••• A••••••• L•• national BDMay 30, 2012 to Jul 13, 2018 · New Haven, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 2, 2010 to May 15, 2012 · Glastonbury, Ct
- M•• F•••••••• S•••••••• I••• formerSep 7, 2010 to Dec 22, 2010 · Glastonbury, Ct
- M••••• S•••••• wirehouseSep 9, 2009 to May 24, 2010 · West Hartford, Ct
All 6 prior registrationsShow fewer
- S•••••••• A••••••• L•• national BDMay 3, 2007 to Aug 20, 2009 · Stamford, Ct
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• A••••••• L••left May 15, 2012, registered May 30, 2012 (15 days) · Wirehouse to affiliated broker-dealer or bank
- M•• F•••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 22, 2010, registered Dec 2, 2010 (-20 days) · Other
- M••••• S•••••• to M•• F•••••••• S•••••••• I•••left May 24, 2010, registered Sep 7, 2010 (106 days) · Other
All 6 movesShow fewer
- S•••••••• A••••••• L•• to M••••• S••••••left Aug 20, 2009, registered Sep 9, 2009 (20 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address