DFX Intelligence
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Registered advisor
T••••• R•••
Feed of 09/15/2026
Also filed as T••••• R••••••••• L•••••• R•••
At current firm
3 y
since Jul 20, 2023
In the industry
27 y
since Feb 1, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Jul 20, 2023 · Atlanta, Ga
- W•••• F•••• A••••••• wirehouseMar 28, 2022 to Jun 27, 2023 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to E•••••• A••••••• G••••• L••left Jun 27, 2023, registered Jul 20, 2023 (23 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedJun 27, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address