DFX Intelligence
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Registered advisor
J••••• T••••• W•••
Feed of 09/14/2026
At current firm
10 y
since Mar 30, 2016
In the industry
17 y
since Oct 2, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Mar 30, 2016 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseSep 26, 2013 to Mar 22, 2016 · St. Louis, Mo
- S•••••• N••••••• • C••••••• I••••••••• national BDJul 20, 2009 to Dec 7, 2011 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to E••••• J••••left Mar 22, 2016, registered Mar 30, 2016 (8 days) · Wirehouse to affiliated broker-dealer or bank
- S•••••• N••••••• • C••••••• I••••••••• to W•••• F•••• A•••••••left Dec 7, 2011, registered Sep 26, 2013 (659 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address