DFX Intelligence
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Registered advisor
J•••••• D•••• S•••••
Feed of 09/14/2026
At current firm
6 y
since Mar 3, 2020
In the industry
19 y
since Oct 19, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Mar 3, 2020 · Atlanta, Ga
- M••••• S•••••• wirehouseJun 1, 2009 to Feb 18, 2020 · Alpharetta, Ga
- M••••• S•••••• • C•• L•• unclassifiedMay 12, 2008 to Jun 1, 2009 · Alpharetta, Ga
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Sep 6, 2007 · Atlanta, Ga
- M••••• S•••••• D• I••• unclassifiedOct 24, 2006 to Apr 2, 2007 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to R••••••••• C•••••• M•••••••••left Feb 18, 2020, registered Mar 3, 2020 (14 days) · Wirehouse to independent RIA · moved with a team
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address