DFX Intelligence
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Registered advisor
M••• E•••••••• C••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
0 y
since Jul 1, 2026
In the industry
19 y
since Oct 31, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Jul 1, 2026 · Mt. Pleasant, Sc
- S••••••• F•••••••• S•••••••• I••• formerAug 11, 2010 to Sep 27, 2012 · Mt. Pleasant, Sc
Moves
a registration end followed by a registration begin elsewhere
- S••••••• F•••••••• S•••••••• I••• to C••••••••• F•••••••• N••••••left Sep 27, 2012, registered Jul 1, 2026 (5025 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address