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Registered advisor
L•••••• N• C••••••
Feed of 09/14/2026
Also filed as L•••••• N••••• G••••••••• N• M•••••••
At current firm
11 y
since Aug 24, 2015
In the industry
19 y
since Feb 10, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Aug 24, 2015 · Lima, Oh
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jul 22, 2015 · St. Mary'S, Oh
- C•••• I••••••••• S••••••• C•••• formerApr 16, 2010 to Oct 1, 2012 · Lima, Oh
- E••••• J•••• national BDFeb 15, 2007 to Mar 19, 2010 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Jul 22, 2015, registered Aug 24, 2015 (33 days) · Wirehouse to affiliated broker-dealer or bank
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- E••••• J•••• to C•••• I••••••••• S••••••• C••••left Mar 19, 2010, registered Apr 16, 2010 (28 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address