DFX Intelligence
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Registered advisor
J••••• A••••• S•••••
Feed of 09/14/2026
At current firm
1 y
since May 15, 2025
In the industry
19 y
since Oct 26, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 15, 2025 · Ft Wayne, In
- C••• F•••••••• S•••••••• L••• formerSep 18, 2015 to May 15, 2025 · Ft Wayne, In
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jul 14, 2015 · Fort Wayne, In
- C•••• I••••••••• S••••••• C•••• formerDec 10, 2007 to Oct 1, 2012 · Fort Wayne, In
- E••••• J•••• national BDNov 17, 2006 to Nov 29, 2007 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to C••• F•••••••• S•••••••• L•••left Jul 14, 2015, registered Sep 18, 2015 (66 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- E••••• J•••• to C•••• I••••••••• S••••••• C••••left Nov 29, 2007, registered Dec 10, 2007 (11 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address