DFX Intelligence
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Registered advisor
H••••• M•••••• M•••
Certified Financial Planner
Feed of 09/14/2026
Also filed as H••••• K••••••••• M••••••••• M•••••• M•••
At current firm
2 y
since Feb 28, 2024
In the industry
19 y
since Jan 1, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Feb 28, 2024 · Charlotte, Nc
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 14, 2016 to Jul 1, 2020 · Charlotte, Nc
- S••••••• I••••••••• S•••••••• I••• formerJun 22, 2012 to Dec 31, 2016 · Atlanta, Ga
- A••••• A•• P••••••• S••••••• BD affiliatedJan 1, 2007 to May 9, 2012 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 14, 2016 (-108 days) · corporate re-registration, not a move
- A••••• A•• P••••••• S••••••• to S••••••• I••••••••• S•••••••• I•••left May 9, 2012, registered Jun 22, 2012 (44 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address