DFX Intelligence
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Feed of 09/14/2026
At current firm
13 y
since Jun 3, 2013
In the industry
18 y
since Feb 11, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Jun 3, 2013 · St Joseph, Mi
- S•••••• N••••••• • C••••••• I••••••••• national BDMar 15, 2012 to Jun 3, 2013 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseApr 28, 2009 to Mar 16, 2012 · St. Joseph, Mi
Moves
a registration end followed by a registration begin elsewhere
- S•••••• N••••••• • C••••••• I••••••••• to E••••• J••••left Jun 3, 2013, registered Jun 3, 2013 (0 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Mar 16, 2012, registered Mar 15, 2012 (-1 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address