DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
S••• J••• F•••••••••
Certified Financial Planner
As of · the IAPD feed; also filed as S••• J••• F••••••••• F•••••••••
- At current firm
- 11 y
- In the industry
- 19 y
- Prior registered firms
- 1
- Signals
- 0
since Dec 8, 2014
As of · the IAPD feed; also filed as S••• J••• F••••••••• F•••••••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Dec 8, 2014 · East Lansing, Mi
- E••••• J•••• national BDSep 6, 2007 to Dec 8, 2014 · Dewitt, Mi
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to C••••••••• F•••••••• N••••••left Dec 8, 2014, registered Dec 8, 2014 (0 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address