DFX Intelligence
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Registered advisor
L••••• C•••••• B•••••
Feed of 09/14/2026
Also filed as L••••• C•••••• G••••••••• L••••• C•••••• G••••••••• C• G••••••••• B••••••••• L••••• G•••••
At current firm
0 y
since Nov 11, 2025
In the industry
16 y
since Nov 23, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Nov 11, 2025 · Charlotte, Nc
- V••••••• A•••••••• I••• BD affiliatedMay 11, 2018 to Dec 31, 2024 · Charlotte, Nc
- A••••• A•• P••••••• S••••••• BD affiliatedMay 1, 2015 to May 21, 2015 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- A••••• A•• P••••••• S••••••• to V••••••• A•••••••• I•••left May 21, 2015, registered May 11, 2018 (1086 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address