DFX Intelligence
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Registered advisor
P•••••• W••••• D•••••••••
Feed of 09/15/2026
Also filed as P•••••• D••••• K••••••••• W••••• D••••••••• W••••• D••••• K••••••••• W• D•••••••••
At current firm
4 y
since Mar 14, 2022
In the industry
19 y
since Nov 14, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Mar 14, 2022 · Glendale, Co
- E•••••• A••••••• G••••• L•• BD affiliatedJan 14, 2021 to Feb 22, 2022 · Greenwood Village, Co
- A••••• A•• P••••••• S••••••• BD affiliatedJun 25, 2012 to Nov 13, 2020 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- E•••••• A••••••• G••••• L•• to A••••• A•• P••••••• S•••••••left Feb 22, 2022, registered Mar 14, 2022 (20 days) · Other
- A••••• A•• P••••••• S••••••• to E•••••• A••••••• G••••• L••left Nov 13, 2020, registered Jan 14, 2021 (62 days) · Other · moved with a team
Signals
- ••• LockedFeb 22, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address