DFX Intelligence
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Registered advisor
J•••• D•••• R••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J•••• D• R••••••••• R••••••
At current firm
1 y
since Jul 10, 2025
In the industry
13 y
since Sep 20, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jul 10, 2025 · Westlake, Tx
- J••• M••••• S••••••••• L•• wirehouseJun 2, 2021 to Jun 23, 2025 · Los Angeles, Ca
- M••••• S•••••• wirehouseSep 20, 2013 to Mar 9, 2015 · Walnut Creek, Ca
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to C•••••• S••••• • C••• I•••left Jun 23, 2025, registered Jul 10, 2025 (17 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to J••• M••••• S••••••••• L••left Mar 9, 2015, registered Jun 2, 2021 (2277 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedJun 23, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address