DFX Intelligence
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Registered advisor
T••••• G••••• V••••••
Feed of 09/15/2026
Also filed as T••••• G••••• V••••••••• G• V••••••••• V••••••••• G• V••••••••• V••••••
At current firm
2 y
since Apr 15, 2024
In the industry
14 y
since Sep 1, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Apr 15, 2024 · Jacksonville, Fl
- W•••• F•••• A••••••• wirehouseDec 17, 2021 to Apr 5, 2024 · Coral Gables, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to P•• W••••• M•••••••••left Apr 5, 2024, registered Apr 15, 2024 (10 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedApr 5, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address