DFX Intelligence
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Registered advisor
J••• L••••• H••••••
Feed of 09/14/2026
At current firm
14 y
since Aug 15, 2012
In the industry
19 y
since Mar 22, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Aug 15, 2012 · Frisco, Tx
- C•••• I••••••••• S••••••• C•••• formerJan 13, 2009 to Aug 18, 2010 · Dresden, Oh
- E••••• J•••• national BDApr 10, 2007 to Jan 8, 2009 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to A••••• A•• P••••••• S•••••••left Aug 18, 2010, registered Aug 15, 2012 (728 days) · Other
- E••••• J•••• to C•••• I••••••••• S••••••• C••••left Jan 8, 2009, registered Jan 13, 2009 (5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address