DFX Intelligence
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Registered advisor
L••••• I•••••••• J••••••
Feed of 09/15/2026
Also filed as L••••• K••••••• I••••••••• J••••••
At current firm
14 y
since May 29, 2012
In the industry
19 y
since Apr 11, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
11
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince May 29, 2012 · Seven Devils, Nc
- W•••• F•••• A••••••• wirehouseMar 31, 2008 to Jun 14, 2012 · Raleigh, Nc
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to V•••• F•••••••• A•••••••• I•••left Jun 14, 2012, registered May 29, 2012 (-16 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address