DFX Intelligence
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Registered advisor
J•••• G•••
Feed of 09/14/2026
Also filed as J•••• M• G••••••••• M•••• G••••••••• G•••
At current firm
3 y
since Feb 10, 2023
In the industry
15 y
since Dec 3, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Feb 10, 2023 · Iowa Park, Tx
- M••••• S•••••• wirehouseApr 9, 2018 to Feb 10, 2022 · Austin, Tx
- J••• M••••• S••••••••• L•• wirehouseApr 17, 2013 to Mar 27, 2018 · Austin, Tx
- R•••••• J•••• • A••••••••• I••• national BDJan 15, 2013 to Mar 13, 2013 · Austin, Tx
- M••••• S•••••• wirehouseDec 6, 2010 to Dec 10, 2012 · Purchase, Ny
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to C•••••• S••••• • C••• I•••left Feb 10, 2022, registered Feb 10, 2023 (365 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- J••• M••••• S••••••••• L•• to M••••• S••••••left Mar 27, 2018, registered Apr 9, 2018 (13 days) · Wirehouse to wirehouse
- R•••••• J•••• • A••••••••• I••• to J••• M••••• S••••••••• L••left Mar 13, 2013, registered Apr 17, 2013 (35 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to R•••••• J•••• • A••••••••• I•••left Dec 10, 2012, registered Jan 15, 2013 (36 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedFeb 10, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address