DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Registered advisor

J••••• W••

E•••••• A••••••• G••••• L••BD affiliatedGreenwood Village, Co dual registrantIAPD 5305951

Feed of 09/14/2026

Also filed as J••••• J• W••••••••• J••••••• W••

At current firm

2 y

since Oct 16, 2023

In the industry

19 y

since Jun 12, 2007 (earliest exam, job or registration)

Prior registered firms

3

IAPD previous registrations

State registrations

1

current, as an IAR

Firms today

1

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

0

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Oct 16, 2023 · Pflugerville, Tx

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 12, 2017 to Dec 17, 2018 · Tampa, Fl
W•••• F•••• A••••••• wirehouse
Dec 26, 2008 to Apr 21, 2010 · Dallas, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 12, 2007 to Dec 22, 2008 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• A••••••• G••••• L••
left Dec 17, 2018, registered Oct 16, 2023 (1764 days) · Wirehouse to affiliated broker-dealer or bank
W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 21, 2010, registered Oct 12, 2017 (2731 days) · Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Dec 22, 2008, registered Dec 26, 2008 (4 days) · Wirehouse to wirehouse

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address