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Registered advisor
G•••••• W•••••• R•••••••
Feed of 09/14/2026
Also filed as G•••••• R•••••••
At current firm
1 y
since Feb 18, 2025
In the industry
19 y
since Nov 1, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Feb 18, 2025 · Greenwood Village, Co
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Jan 29, 2020 · Boston, Ma
- S•••••••• A••••••• L•• national BDAug 19, 2010 to Jul 13, 2018 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to E•••••• A••••••• G••••• L••left Jan 29, 2020, registered Feb 18, 2025 (1847 days) · Affiliated broker-dealer or bank to another
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address