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Registered advisor
J••• M• S••••
Feed of 09/14/2026
Also filed as J••• M• S••••••••• M• S••••
At current firm
10 y
since Sep 21, 2016
In the industry
19 y
since Sep 20, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 21, 2016 · Chantilly, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 4, 2011 to Aug 17, 2015 · Aldie, Va
- W•••• F•••• A••••••• wirehouseAug 12, 2010 to Dec 13, 2010 · Mclean, Va
- M•• F•••••••• S•••••••• I••• formerSep 3, 2008 to Jan 29, 2010 · Fairfax, Va
- A••••••••• F•••••••• S•••••••• L•• national BDSep 21, 2007 to May 29, 2008 · Vienna, Va
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••• A••••••• S•••••••• I•••left Aug 17, 2015, registered Sep 21, 2016 (401 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 13, 2010, registered Feb 4, 2011 (53 days) · Wirehouse to wirehouse
- M•• F•••••••• S•••••••• I••• to W•••• F•••• A•••••••left Jan 29, 2010, registered Aug 12, 2010 (195 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M•• F•••••••• S•••••••• I•••left May 29, 2008, registered Sep 3, 2008 (97 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address