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Registered advisor
M••••• W•••••• F•••••• B••••••
Feed of 09/14/2026
Also filed as M••••• B••••••••• B••••••••• W• B••••••••• W• B••••••
At current firm
4 y
since Jul 21, 2022
In the industry
18 y
since Nov 2, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Jul 21, 2022 · Amelia, Oh
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Jun 24, 2022 · Boston, Ma
- S•••••••• A••••••• L•• national BDOct 14, 2010 to Jul 13, 2018 · Covington, Ky
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to J••• M••••• S••••••••• L••left Jun 24, 2022, registered Jul 21, 2022 (27 days) · Affiliated broker-dealer or bank to wirehouse
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedJun 24, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address