DFX Intelligence
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Registered advisor
S•••• R•••••• B••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedTullahoma, Tn dual registrantIAPD 5323585
Certified Financial Planner
Feed of 09/14/2026
At current firm
1 y
since Oct 25, 2024
In the industry
16 y
since May 1, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Oct 25, 2024 · Germantown, Tn
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 12, 2016 to Aug 30, 2021 · Memphis, Tn
- S••••••• I••••••••• S•••••••• I••• formerNov 22, 2010 to Dec 31, 2016 · Memphis, Tn
Moves
a registration end followed by a registration begin elsewhere
- T••••• A••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Aug 30, 2021, registered Oct 25, 2024 (1152 days) · Affiliated broker-dealer or bank to another
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 12, 2016 (-110 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address