DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
M•••••• S•••• G•••••••
Feed of 09/14/2026
Also filed as M•••••• S• G•••••••
At current firm
7 y
since Jan 9, 2019
In the industry
21 y
since Jan 1, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Jan 9, 2019 · Greenwood Village, Co
- E•••••• A••••••• G••••• L•• BD affiliatedOct 5, 2016 to Dec 5, 2017 · Nashua, Nh
- S•••••••• A••••••• L•• national BDFeb 8, 2008 to Oct 7, 2014 · Merrimack, Nh
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to E•••••• A••••••• G••••• L••left Oct 7, 2014, registered Oct 5, 2016 (729 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address