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Registered advisor
L•••• J••• F•••••••
Feed of 09/14/2026
Also filed as L•••• J••• L••••••
At current firm
8 y
since Sep 6, 2018
In the industry
19 y
since Aug 8, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Sep 6, 2018 · Scotts Valley, Ca
- V•••• F•••••••• A•••••••• I••• BD affiliatedOct 22, 2007 to Aug 5, 2011 · Watsonville, Ca
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to J••• M••••• S••••••••• L••left Aug 5, 2011, registered Sep 6, 2018 (2589 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address