DFX Intelligence
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Registered advisor
K••••• A•• C••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as K••••• A•• B••••••••• H••••••
At current firm
10 y
since Apr 27, 2016
In the industry
19 y
since Jul 26, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Apr 27, 2016 · San Antonio, Fl
- U••• B•••••• I••••••••• I••• formerJan 3, 2012 to May 2, 2016 · Broomfield, Co
- E••••• J•••• national BDAug 8, 2007 to Jan 3, 2012 · Thornton, Co
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to W•••• F•••• A•••••••left May 2, 2016, registered Apr 27, 2016 (-5 days) · Other
- E••••• J•••• to U••• B•••••• I••••••••• I•••left Jan 3, 2012, registered Jan 3, 2012 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address