DFX Intelligence
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Registered advisor
J••• M•••••• K•••••••
Feed of 09/14/2026
At current firm
6 y
since Nov 1, 2019
In the industry
19 y
since Aug 28, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Nov 1, 2019 · Charlotte, Nc
- E••••• J•••• national BDAug 28, 2007 to Feb 4, 2011 · Concord, Nc
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to V••••••• A•••••••• I•••left Feb 4, 2011, registered Nov 1, 2019 (3192 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address