DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
O•••• A•••••• R•••••
Feed of 09/14/2026
Also filed as L•• R••••••••• R•••••
At current firm
9 y
since Nov 28, 2016
In the industry
19 y
since Sep 21, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Nov 28, 2016 · Atlanta, Ga
- M•• F•••••••• S•••••••• I••• formerJan 8, 2009 to Jul 23, 2009 · Atlanta, Ga
- E••••• J•••• national BDSep 26, 2007 to Oct 18, 2007 · East Point, Ga
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Jul 23, 2009, registered Nov 28, 2016 (2685 days) · Other
- E••••• J•••• to M•• F•••••••• S•••••••• I•••left Oct 18, 2007, registered Jan 8, 2009 (448 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address