DFX Intelligence
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Registered advisor
C••••••••• J•• B••••••
Feed of 09/14/2026
Also filed as C••••••••• J•• B••••••••• J• B••••••
At current firm
1 y
since May 12, 2025
In the industry
18 y
since Apr 1, 2008 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince May 12, 2025 · San Diego, Ca
- E•••••••• A•••••••• L•• national BDNov 10, 2023 to May 30, 2024 · San Diego, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 24, 2014 to Jan 3, 2023 · Carlsbad, Ca
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Feb 25, 2014 · Phoenix, Az
- C•••• I••••••••• S••••••• C•••• formerFeb 18, 2010 to Oct 1, 2012 · Phoenix, Az
- E•••••••• A•••••••• L•• national BDApr 2, 2008 to Feb 9, 2010 · El Cajon, Ca
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 30, 2024, registered May 12, 2025 (347 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••••• A•••••••• L••left Jan 3, 2023, registered Nov 10, 2023 (311 days) · Wirehouse to affiliated broker-dealer or bank
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 25, 2014, registered Jun 24, 2014 (119 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- E•••••••• A•••••••• L•• to C•••• I••••••••• S••••••• C••••left Feb 9, 2010, registered Feb 18, 2010 (9 days) · Other
Signals
- ••• LockedMay 30, 2024 · Advisor changed firm · fact
- ••• LockedJan 3, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address