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Registered advisor

R••• W•••••• L••

C•••••••institutionalDayton, OhIA-onlyIAPD 5364013

Certified Financial Planner

Feed of 09/14/2026

At current firm

10 y

since Sep 21, 2016

In the industry

18 y

since Feb 2, 2008 (earliest exam, job or registration)

Prior registered firms

4

IAPD previous registrations

State registrations

1

current, as an IAR

Firms today

1

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

0

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• institutional current
since Sep 21, 2016 · Dayton, Oh

A••••• A•• P••••••• S••••••• BD affiliated
Apr 7, 2014 to Aug 11, 2016 · Dublin, Oh
T• A••••••••• I••••••••• M••••••••• L•• former
Jul 14, 2010 to Mar 31, 2014 · Columbus, Oh
T• A••••••••• I••• former
Jul 14, 2010 to Mar 31, 2014 · Columbus, Oh
C•••••• S••••• • C••• I••• national BD
Feb 5, 2008 to Jul 16, 2010 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

A••••• A•• P••••••• S••••••• to C•••••••
left Aug 11, 2016, registered Sep 21, 2016 (41 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to A••••• A•• P••••••• S•••••••
left Mar 31, 2014, registered Apr 7, 2014 (7 days) · Other
T• A••••••••• I••• to A••••• A•• P••••••• S•••••••
left Mar 31, 2014, registered Apr 7, 2014 (7 days) · Other
C•••••• S••••• • C••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Jul 16, 2010, registered Jul 14, 2010 (-2 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address