DFX Intelligence
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Registered advisor
J••••••• B•••• S••••
Feed of 09/14/2026
At current firm
7 y
since Feb 15, 2019
In the industry
18 y
since Oct 12, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• institutional currentsince Feb 15, 2019 · Greensboro, Nc
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Jan 30, 2019 · Boston, Ma
- S•••••••• A••••••• L•• national BDSep 12, 2014 to Jul 13, 2018 · Westlake, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerDec 1, 2011 to Oct 26, 2012 · Fort Worth, Tx
- T• A••••••••• I••• formerDec 1, 2011 to Oct 26, 2012 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to C•••••••left Jan 30, 2019, registered Feb 15, 2019 (16 days) · Other
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to S•••••••• A••••••• L••left Oct 26, 2012, registered Sep 12, 2014 (686 days) · Other
- T• A••••••••• I••• to S•••••••• A••••••• L••left Oct 26, 2012, registered Sep 12, 2014 (686 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address