DFX Intelligence
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Registered advisor
A••••• L••••••• T••••••••
Feed of 09/14/2026
At current firm
0 y
since Nov 5, 2025
In the industry
17 y
since Aug 18, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Nov 5, 2025 · Clayton, Mo
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 13, 2015 to Oct 22, 2025 · Chesterfield, Mo
- W•••• F•••• A••••••• wirehouseFeb 7, 2014 to Oct 27, 2015 · Clayton, Mo
- M••••• S•••••• wirehouseJul 12, 2010 to Oct 3, 2013 · Clayton, Mo
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Oct 22, 2025, registered Nov 5, 2025 (14 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 27, 2015, registered Nov 13, 2015 (17 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Oct 3, 2013, registered Feb 7, 2014 (127 days) · Wirehouse to wirehouse
Signals
- ••• LockedOct 22, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address