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Registered advisor
M••••••• L••••••• M•••
Feed of 09/14/2026
Also filed as M••••••• M•••
At current firm
1 y
since Oct 10, 2024
In the industry
20 y
since Aug 1, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Oct 10, 2024 · Alpharetta, Ga
- W•••• F•••• A••••••• wirehouseFeb 15, 2011 to Oct 9, 2024 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••left Oct 9, 2024, registered Oct 10, 2024 (1 day) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedOct 9, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address