DFX Intelligence
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K•••• M••••• F••••••
As of · the IAPD feed
- At current firm
- 10 y
- In the industry
- 14 y
- Prior registered firms
- 1
- Signals
- 0
since Jul 21, 2016
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Jul 21, 2016 · Richland Center, Wi
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedApr 30, 2012 to Jun 3, 2016 · Richland Center, Wi
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••••••••• F•••••••• N••••••left Jun 3, 2016, registered Jul 21, 2016 (48 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address