DFX Intelligence
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Registered advisor
E•••• M••• M••••••
Feed of 09/14/2026
Also filed as E•••• M• C••••••••• M• M••••••
At current firm
4 y
since Feb 25, 2022
In the industry
14 y
since Apr 30, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Feb 25, 2022 · Hackensack, Nj
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Feb 13, 2020 · Staten Island, Ny
- C•••• I••••••••• S••••••• C•••• formerMay 2, 2012 to Oct 1, 2012 · Staten Island, Ny
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to A••••• A•• P••••••• S•••••••left Feb 13, 2020, registered Feb 25, 2022 (743 days) · Wirehouse to affiliated broker-dealer or bank
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address