DFX Intelligence
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Registered advisor
T•••••• P•••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseJacksonville, Fl dual registrantIAPD 5437748
Feed of 09/15/2026
At current firm
1 y
since Aug 15, 2025
In the industry
18 y
since Jan 28, 2008 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Aug 15, 2025 · Tampa, Fl
- M••••• S•••••• wirehouseMay 5, 2021 to Jul 30, 2025 · Tampa, Fl
- W•••• F•••• A••••••• wirehouseNov 22, 2011 to Oct 3, 2016 · Los Angeles, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to Dec 12, 2011 · Tampa, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 21, 2008 to Jun 1, 2009 · Tampa, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDJan 28, 2008 to Nov 6, 2008 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 30, 2025, registered Aug 15, 2025 (16 days) · Wirehouse to wirehouse · moved with a team
- W•••• F•••• A••••••• to M••••• S••••••left Oct 3, 2016, registered May 5, 2021 (1675 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Dec 12, 2011, registered Nov 22, 2011 (-20 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to C•••••••• G••••• M•••••• I•••left Nov 6, 2008, registered Nov 21, 2008 (15 days) · Other
Signals
- ••• LockedJul 30, 2025 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address