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Registered advisor
T••••• K• W••••
Feed of 09/14/2026
Also filed as T••••• K••• W•••• J••••••••• K••• W••••••••• K••• W••••••••• K••• W••••
At current firm
1 y
since May 30, 2025
In the industry
17 y
since Sep 15, 2009 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince May 30, 2025 · Star, Id
- L•• F•••••••• L•• BD affiliatedOct 5, 2020 to Apr 14, 2025 · Boise, Id
- U••• B•••••• I••••••••• I••• formerOct 23, 2018 to Oct 1, 2020 · Rexburg, Id
- W•••• F•••• A••••••• wirehouseNov 7, 2013 to Feb 21, 2018 · Cumming, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 8, 2012 to Nov 4, 2013 · Alpharetta, Ga
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Jul 17, 2012 · Idaho Falls, Id
All 6 prior registrationsShow fewer
- W•••• F•••• I••••••••• L•• unclassifiedMar 26, 2010 to Jan 3, 2011 · Idaho Falls, Id
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to S•••••••• A••••••• L••left Apr 14, 2025, registered May 30, 2025 (46 days) · Affiliated broker-dealer or bank to another
- U••• B•••••• I••••••••• I••• to L•• F•••••••• L••left Oct 1, 2020, registered Oct 5, 2020 (4 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to U••• B•••••• I••••••••• I•••left Feb 21, 2018, registered Oct 23, 2018 (244 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Nov 4, 2013, registered Nov 7, 2013 (3 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 17, 2012, registered Aug 8, 2012 (22 days) · Wirehouse to wirehouse
All 6 movesShow fewer
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedApr 14, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address