DFX Intelligence
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L•••• D••••• R•••••
As of · the IAPD feed
- In the industry
- 17 y
- Prior registered firms
- 2
- Signals
- 2
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Who else to callHow these are chosenRegistered people linked to this advisor by a filed or published fact: a team, a move made together, the same street office, a shared outside business or principal, or the same earlier independent RIA. Links that rest on evidence DFX has not validated, such as a shared practice name, are left out. A link says who knows whom, not who plans to move.
2 related advisors
Names and links are part of the paid record. By relation: moved first; this advisor followed 2.
Registration history
IAPD current and previous registrations
- E•••• F•••••••• G••••• L•• independent RIA currentsince Sep 18, 2026 · King Of Prussia, Pa
- A•••• I••••••••• G•••• independent RIAAug 1, 2024 to Sep 4, 2026 · Wayne, Pa
- C•••••• G•••• • C• I•• formerMay 4, 2021 to Aug 1, 2024 · Syracuse, Ny
Moves
a registration end followed by a registration begin elsewhere
- A•••• I••••••••• G•••• to E•••• F•••••••• G••••• L••left Sep 4, 2026, registered Sep 18, 2026 (14 days) · RIA to RIA
- C•••••• G•••• • C• I•• to A•••• I••••••••• G••••left Aug 1, 2024, registered Aug 1, 2024 (0 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- ••• LockedSep 18, 2026 · Advisor registered · fact
- ••• LockedSep 4, 2026 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote