DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

E•••• F•••••••• G••••• L••

Independent wealth managerKing Of Prussia, PennsylvaniaCRD 321748SEC 801-125779websiteIAPD
Latest filing Aug 12, 2026
First filing on the tape May 2, 2022 · 27 filings
SEC status approved since Jun 2, 2022
RAUM
$2.1B
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
77%
$1.7B individuals and HNW
Advisors
33
registered through the firm on IAPD
RAUM per advisor
$65.0M
derived; firm RAUM over IAPD count
Employees
44
33 advisory (5.B.1)
Offices
9
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$2.1B as of Aug 12, 2026
Mar 27, 2023$652M then
HNW client RAUM$1.3B as of Aug 12, 2026
Mar 27, 2023$275M then
State-registered IARs (5.B.3)33 as of Aug 12, 2026
Mar 27, 202313 then
Employees (5.A)44 as of Aug 12, 2026
Mar 27, 202316 then
Private funds: no history
RAUM +36% over the last fiscal year+49% a year over threeIARs 27 to 33offices 7 to 9
Practice profile
derived from the filing of Aug 12, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
RAUM per advisor
$65.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
52derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.4MderivedHNW RAUM over HNW clients
Average account
$451,672derivedRAUM over accounts (5.F.2.f)
Discretionary
89%derivedof RAUM
Institutional
1.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
3.3derived10 offices incl. principal (1.F.5)
RAUM growth, one year
+36%derivedbetween the last two annual amendments
Advisor growth, one year
-3.7%derivedItem 5.B.3 between annual amendments
Client growth, one year
+5.2%derived
Compensation
percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Custody
$542M, 692 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.3B61%
  • Corporations and businesses$426M20%
  • Individuals$359M17%
  • Charitable organizations$35.3M1.6%
  • Other investment advisers$26.3M1.2%
Individual clients
1,327reported
HNW clients
382reported
Pension plan clients
n/areported
Charitable clients
12reported
Accounts
4,747reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
$542M for 692 clientsreported
Compensation
% of AUM, fixed, hourly, performancereported
Class basis
private_client_share=0.77 fund_share=0.01 institutional_share=0.02 related_bd=false related_bank=false bd_reps=6.0derived
Advisors registered through the firm
32 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
D••••• C••• G••Chartered Financial AnalystKing Of Prussia, PaJul 8, 202212 y3
R••••• J• B••••••King Of Prussia, PaJul 22, 202211 y1
J•••• W••• S••••King Of Prussia, PaJul 22, 202210 y1
M•••••• C•••••• M•••••••King Of Prussia, PaAug 28, 202217 y3
J•••• M••••••• S••••King Of Prussia, PaAug 28, 202226 y4
W•••••• L•••• L•••King Of Prussia, PaAug 28, 202223 y4
A•••••••• H••• N••••••Certified Financial PlannerKing Of Prussia, PaAug 28, 202210 y2
D••••• S•••• D••••••King Of Prussia, PaAug 29, 202218 y2
D•••• F••••••••• T••••••Baton Rouge, La Aug 30, 202237 y6
J••• S••••••King Of Prussia, PaSep 19, 202213 y2
J•••••• P••• W•••••King Of Prussia, PaOct 4, 202221 y2
M••••• C••••••• S••••••Baton Rouge, La Oct 11, 202210 y0
J••• F•••••• M••••••King Of Prussia, PaJan 31, 202313 y3
A•••••• B•••••••••Certified Financial PlannerKing Of Prussia, Pa Apr 21, 202327 y3
M•••••• D••••• M•••••King Of Prussia, PaDec 7, 202346 y5
J•••• A••• G•••••••Chartered Financial ConsultantKing Of Prussia, PaDec 7, 202313 y4
J•••• W•••••• J••••Chartered Financial AnalystKing Of Prussia, PaJun 24, 202422 y4
C••••••••• G•••• Y••••King Of Prussia, Pa Dec 6, 202418 y3
K••• P•••••• S••••••Certified Financial Planner, Personal Financial SpecialistKing Of Prussia, Pa Dec 6, 202412 y5
K•• M••••• S•••King Of Prussia, Pa Jan 22, 202529 y5
K•••••• M••••King Of Prussia, Pa Jan 22, 202514 y1
E••••• B•••••••Plano, Tx Jan 24, 202538 y5
H• C•••• G••••• J•King Of Prussia, Pa Jan 6, 202613 y3
A••• B•••San Diego, Ca Jan 31, 202614 y1
R••••• K•••• C•••••Orefield, Pa Mar 6, 202620 y1
M•••••• O••••• J••••••• J••King Of Prussia, Pa May 15, 202611 y0
J••••••• S•••• S•••••Mechanicsburg, PaJul 2, 202612 y1
L•••••• J••• C•••••••Chester, MdJul 3, 202613 y3
M••• T•••••• Y•••••Annapolis, MdJul 5, 202642 y4
J•••••• S• S•••••Mechanicsburg, PaJul 7, 202610 y0
M•••••• W•••••• M••••••••Certified Financial Planner, Chartered Financial AnalystKing Of Prussia, PaJul 8, 202622 y3
J••• R••••• C•••••••King Of Prussia, PaAug 3, 202611 y1
Advisor movement
3 left, 8 joined in 12 months
net +5 in 12 months0 left in 90 days5 joined in 90 daysdeparture rate 9.1% of current headcount3 left over 36 months
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • G••• D•••••• C••• · Executive Officer / Ccocontrol
      since 04/2022 · owns 10% to 25%
    • J••••• J••••• W•••••• · Executive Officercontrol
      since 04/2022 · owns 25% to 50%
    • D••••••• D•••••• S•••• · Ownercontrol
      since 07/2018 · owns 75% or more of D••• L••
    • L•••• W••••••• L•••• · Ownercontrol
      since 07/2018 · owns 75% or more of F••••••••• L••
    Entity owners
    • D••• L•• · Owner
      direct · owns 10% to 25%
    • F••••••••• L•• · Owner
      direct · owns 5% to 10%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    King Of Prussia, Pa · principal2962
    Plano, Tx300
    Baton Rouge, La200
    Mechanicsburg, Pa220
    Denver, Co001
    Offices
    Schedule D 1.F, the 25 largest
    • C••••, NJ3 employees
    • Baton Rouge, LA2 employees
    • Harrisburg, PA2 employees
    • Camp Hill, PA1 employees
    • Lancaster, PA1 employees
    ADV anomalies
    2 against comparable advisers; where to look, not conclusions
    • control person changedChange between filings · filing Aug 12, 2026
      L•••• W••••••• L•••• (OWNER) left Schedule A between the filings of 2022-09-30 and 2026-08-12
      peers: independent wealth managers, $1B to $5B (1,362)
    • control person changedChange between filings · filing Aug 12, 2026
      D••••••• D•••••• S•••• (OWNER) left Schedule A between the filings of 2022-09-30 and 2026-08-12
      peers: independent wealth managers, $1B to $5B (1,362)
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Other offices · 8 to 9
      Jul 7, 2026 to Aug 12, 2026
    • Advisory employees · 27 to 33
      Mar 20, 2026 to Jul 7, 2026
    • Employees · 38 to 44
      Mar 20, 2026 to Jul 7, 2026
    • State-registered IARs · 26 to 33
      Mar 20, 2026 to Jul 7, 2026
    • Other offices · 7 to 8
      Mar 20, 2026 to Jul 7, 2026
    • Accounts · 4,692 to 4,747
      Dec 11, 2025 to Mar 20, 2026
    • Advisory employees · 29 to 27
      Dec 11, 2025 to Mar 20, 2026
    • HNW clients · 359 to 382
      Dec 11, 2025 to Mar 20, 2026
    • Individual clients · 1,324 to 1,327
      Dec 11, 2025 to Mar 20, 2026
    • Assets in custody · $320M to $542M
      Dec 11, 2025 to Mar 20, 2026
    • Employees · 39 to 38
      Dec 11, 2025 to Mar 20, 2026
    • Financial planning clients · 26-50 to 51-100
      Dec 11, 2025 to Mar 20, 2026
    • State-registered IARs · 28 to 26
      Dec 11, 2025 to Mar 20, 2026
    • Other offices · 8 to 7
      Dec 11, 2025 to Mar 20, 2026
    • Discretionary RAUM · $1.8B to $1.9B
      Dec 11, 2025 to Mar 20, 2026
    • HNW RAUM · $1.2B to $1.3B
      Dec 11, 2025 to Mar 20, 2026
    • Individual RAUM · $354M to $359M
      Dec 11, 2025 to Mar 20, 2026
    • Non-discretionary RAUM · $218M to $231M
      Dec 11, 2025 to Mar 20, 2026
    • RAUM · $2.1B to $2.1B
      Dec 11, 2025 to Mar 20, 2026
    • Accounts · 3,935 to 4,692
      Apr 23, 2025 to Dec 11, 2025
    • Advisory employees · 27 to 29
      Apr 23, 2025 to Dec 11, 2025
    • BD registered reps · 7 to 6
      Apr 23, 2025 to Dec 11, 2025
    • Charity clients · 8 to 12
      Apr 23, 2025 to Dec 11, 2025
    • Corporate clients · 61 to 86
      Apr 23, 2025 to Dec 11, 2025
    • HNW clients · 338 to 359
      Apr 23, 2025 to Dec 11, 2025
    • Individual clients · 1,286 to 1,324
      Apr 23, 2025 to Dec 11, 2025
    • Employees · 36 to 39
      Apr 23, 2025 to Dec 11, 2025
    • State-registered IARs · 27 to 28
      Apr 23, 2025 to Dec 11, 2025
    • Other offices · 7 to 8
      Apr 23, 2025 to Dec 11, 2025
    • Discretionary RAUM · $1.4B to $1.8B
      Apr 23, 2025 to Dec 11, 2025
    • HNW RAUM · $902M to $1.2B
      Apr 23, 2025 to Dec 11, 2025
    • Individual RAUM · $335M to $354M
      Apr 23, 2025 to Dec 11, 2025
    • Non-discretionary RAUM · $184M to $218M
      Apr 23, 2025 to Dec 11, 2025
    • RAUM · $1.6B to $2.1B
      Apr 23, 2025 to Dec 11, 2025
    • Accounts · 2,482 to 3,935
      Feb 10, 2025 to Apr 23, 2025
    • Advisory employees · 20 to 27
      Feb 10, 2025 to Apr 23, 2025
    • BD registered reps · 5 to 7
      Feb 10, 2025 to Apr 23, 2025
    • Charity clients · 6 to 8
      Feb 10, 2025 to Apr 23, 2025
    • Corporate clients · 45 to 61
      Feb 10, 2025 to Apr 23, 2025
    • HNW clients · 147 to 338
      Feb 10, 2025 to Apr 23, 2025
    Signals
    15 dated events
    • 2 advisors left A•••• I••••••••• G•••• (Wayne, PA) for E•••• F•••••••• G••••• L•• within 13 days
      Jul 3, 2026 · Team lift-out · derived
    • S••• E•• B•••••• left E•••• F•••••••• G••••• L•• for S••••••••• P•••••• W••••• (registered 2026-04-06)
      Apr 13, 2026 · Advisor changed firm · fact
    • J•••• F• B••• left E•••• F•••••••• G••••• L•• for S••••••••• P•••••• W••••• (registered 2026-02-05)
      Feb 13, 2026 · Advisor changed firm · fact
    • M•••••• B•••• O••••••• left E•••• F•••••••• G••••• L•• for S••••••••• P•••••• W••••• (registered 2026-02-12)
      Feb 13, 2026 · Advisor changed firm · fact
    • E•••• F•••••••• G••••• L•• reported RAUM $2.1B, up 31% from $1.6B (2025-04-23 to 2025-12-11)
      Dec 11, 2025 · RAUM change · derived
    • E•••• F•••••••• G••••• L•• reported RAUM $1.6B, up 73% from $913.9M (2025-02-10 to 2025-04-23)
      Apr 23, 2025 · RAUM change · derived
    • 2 advisors left C••••••• C•••••• I••••••••• M••••••••• L•• (Plano, TX) for E•••• F•••••••• G••••• L•• on the same day
      Mar 31, 2025 · Team lift-out · derived
    • 2 advisors left A••••••• I••••••••• P••••••• (Lancaster, PA) for E•••• F•••••••• G••••• L•• on the same day
      Dec 6, 2024 · Team lift-out · derived
    • E•••• F•••••••• G••••• L•• reported RAUM $913.9M, up 40% from $651.8M (2023-06-22 to 2024-03-25)
      Mar 25, 2024 · RAUM change · derived
    • E•••• F•••••••• G••••• L•• reported 11 state-registered advisory representatives, up from 0 (2022-08-29 to 2022-09-30)
      Sep 30, 2022 · Advisor headcount change · derived
    • Scott Dustin Dowling (Owner) appeared on Schedule A of E•••• F•••••••• G••••• L••
      Sep 30, 2022 · Control person joined · fact
    • Lowry William Lane (Owner) appeared on Schedule A of E•••• F•••••••• G••••• L••
      Sep 30, 2022 · Control person joined · fact
    • 7 advisors left A••••••• I••••••••• P••••••• (Newtown Square, PA) for E•••• F•••••••• G••••• L•• on the same day
      Aug 26, 2022 · Team lift-out · derived
    • 2 advisors left A••••••• I••••••••• P••••••• (Newtown Square, PA) for E•••• F•••••••• G••••• L•• within 4 days
      Jul 8, 2022 · Team lift-out · derived
    • A• G•••• filed its initial SEC registration (Form ADV)
      May 2, 2022 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    info@proteawealthmgmt.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    410-205-5707reportedpublished by the firm, firm site, Sep 15, 2026
    Website
    proteawealthmgmt.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    610-822-5246reportedpublic record, Form ADV, Aug 12, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $65.0Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026