DFX Intelligence
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Registered advisor
R•••••• O•••••• O•••••••
Certified Financial Planner
Feed of 09/14/2026
ContactWhat is shown hereOnly business contact points published by the advisor’s firm, on its own site or advisor directory, and matched to this registered advisor with a second fact beyond the name. Nothing is inferred or guessed; an office or team line is labelled as such and never shown as a direct line.
what the firm publishes for this advisor, each with the page it was read from
- Advisor profile
- ••• Lockedreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
At current firm
9 y
since Oct 5, 2016
In the industry
18 y
since Dec 12, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Z••• F•••••••• L•• state registered currentsince Oct 5, 2016 · Lewisville, Tx
- L•• F•••••••• L•• BD affiliatedAug 26, 2014 to Jul 9, 2015 · Grand Prairie, Tx
- W•••• F•••• A••••••• wirehouseDec 4, 2012 to Aug 25, 2014 · Dallas, Tx
- V•••• F•••••••• A•••••••• I••• BD affiliatedAug 3, 2011 to Dec 13, 2012 · Addison, Tx
- C•••• I••••••••• S••••••• C•••• formerOct 7, 2010 to Oct 29, 2010 · Plano, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDMar 13, 2008 to Sep 28, 2010 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to Z••• F•••••••• L••left Jul 9, 2015, registered Oct 5, 2016 (454 days) · Other
- W•••• F•••• A••••••• to L•• F•••••••• L••left Aug 25, 2014, registered Aug 26, 2014 (1 day) · Other
- V•••• F•••••••• A•••••••• I••• to W•••• F•••• A•••••••left Dec 13, 2012, registered Dec 4, 2012 (-9 days) · Other
- C•••• I••••••••• S••••••• C•••• to V•••• F•••••••• A•••••••• I•••left Oct 29, 2010, registered Aug 3, 2011 (278 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to C•••• I••••••••• S••••••• C••••left Sep 28, 2010, registered Oct 7, 2010 (9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address